Job Description
In House Counsel Jobs New York | JDHuntr 42566 Regulatory Investigator, Lenexa, KS
To apply go to JDHuntr.com
Conduct focused investigations of trading activities on the Exchanges to detect possible violations of Exchange Rules, By-Laws, and interpretations and policies, and the SEC rules and regulations thereunder, or other improper activities. Independently manage investigations from inception to conclusion and completing investigation steps in a timely manner that meet expected guidelines. Build and maintain a thorough understanding of the Exchanges trading and regulatory environments, as well as the broader securities industry, in areas such as markets, products, relevant rules and regulations, technologies and systems, processes and operational methodologies, and investigative techniques, while contributing in the creation of new investigative processes that address potential regulatory concerns
in house jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time
Job Tags
Full time,
Similar Jobs
Northwest New Mexico Council of Governments
...We're only hiring change agents looking to make an impact on the world. Ever wanted to build a Economic Development District (EDD) from the ground-up and operate it in your leadership style? The Northwest NM Council of Governments is looking to hire an EDD Manager,...
Arthur Lawrence
...About the Role: Were hiring Environmental Operations Laborers to support on-site waste operations at a leading pharmaceutical facility. This is an entry-level, hands-on position involving hazardous and non-hazardous materials handling in an industrial environment. No...
Dynamics ATS
...organizational abilities. Education/Training/Certifications Degree in Plant Biology, Molecular Biology, Cell Biology, Biochemistry, or a related field, with 2+ years of experience in plant care or laboratory work. Bachelors or masters degree is preferred...
demandDrive
...driving greater productivity and increasing our clients' revenue growth. Position Overview - Sales Development Representative Manager (SDR Manager): As an SDR Manager within demandDrive's Enterprise Sales Service division, you will be responsible for building,...
Job Mobz
...Mobz is part of a family of incredible brands alongside Flawless Recruit and Recruiter.com. Together, we provide talent acquisition... ...payrolling contractors, we can help. In the role of Senior Technical Recruiter, you will partner directly with clients to understand...